OTC Derivatives

OTC Derivatives

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Reviews the sales practices for over-the-counter (OTC) derivatives, mortgage-backed securities (MBS), and structured notes. Analyzes fed. sales practice requirements applicable to these products and the dealers marketing them. Reports on the extent of end-user satisfaction with sales practices, product use and related disputes and the costs of these disputes. Includes the views of end-users and dealers on the nature of their relationship and responsibilities and the actions dealers and end-users have taken to reduce the potential for sales practice disputes, and the actions regulators have taken to address sales practice issues.Comments From the Board of Governors of the Federal Reserve System See comment. ... March 28, 1995: and, aquot;Acquisition and Management of Nontrading Securities and Derivative Instrumentsaquot; Commercial Bank Examination Manual.


Title:OTC Derivatives
Author: Cecile O. Trop
Publisher:DIANE Publishing - 1998-12
ISBN-13:

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